We partner with 100+ insurance companies you can count on.
Why Does a Investment Management Need Insurance?
Managing other people’s money means high expectations and little room for error. A single allegation of unsuitable advice, a missed trade, or a data incident can trigger costly legal defense, regulatory scrutiny, and reputational damage.
What Does Investment Management Insurance Cover?
It can help pay for defense costs, settlements, and covered damages tied to professional advice, client disputes, cyber incidents, and certain operational liabilities, depending on the policies you carry.
Client alleges unsuitable
An investor claims your strategy didn’t match their risk profile and files a demand for losses and fees. Coverage can help with attorney costs and a covered settlement.
Operational error leads to a loss
A trade is executed late due to a workflow breakdown, and the client alleges avoidable loss. Insurance may respond to covered claims tied to professional services.
Investor data exposed
A compromised email account leads to leaked statements and account details. Cyber coverage can help with breach response, notification costs, and certain third-party claims.
Investment Management Insurance Made Simple
Everything you need to know about protecting your business, from coverage basics to real-world scenarios.
